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American Heritage MagazineDecember 2004    Volume 55, Issue 6
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America Unabridged



This fiftieth anniversary issue of American Heritage was born on the garden city, New York, railroad-station platform. That is where my longtime colleague and Forbes vice president Scott Masterson begins his day and, to hear him tell it, is approached nearly every morning by one neighbor or another with a question that invariably begins: “You work at American Heritage. What’s the best book on … ?” The subject might be the Revolution, or the Great Depression, or the Old West, but the aim is identical: to find an authoritative book on a particular aspect of the American past.

Scott would relay the questions to one or another of the editors, and we’d do our best to answer them, but we’d find ourselves talking about how there was no overall guide to such books, and how useful it would be if there were. Scott urged us to compile one, and with the laziness common to editors the world around, we’d say: too time-consuming, too complicated, too expensive.

But then our fiftieth anniversary began to loom through the mists of the future, and Scott’s enterprise, though daunting, seemed to us more and more worthy of the event.

So here it is, certainly the most challenging editorial task we’ve ever attempted—and one of the most rewarding. We have drawn on the knowledge and enthusiasm of leading historians, writers, and critics to offer a compendium of the very best books about the American experience. Divided into both chronological and subject categories ranging from the rise of the Republic to sports, from the years of World War II to the African-American journey, each section presents the writer’s choice of the 10 best books in a particular field, along with lucid, lively explanations of what makes them great. The result, we believe, is both a valuable reference work and an anthology of highly personal views of the making of our country and our culture that is immensely readable in its own right.

We feel that “America Unabridged” is as unusual as the magazine whose demi-centenary it marks; we are proud to offer it to our readers and are grateful both to them and to its contributors.

—R.F.S.

 
The Colonial Era to 1776
By John Demos

To teach, write, or read about the “colonial era” is a special challenge. No other part of American history is as remote from our own; by the same token, none has been studied for as long. Revisions lie piled on revisions; and divergent styles of scholarship are stretched across an extraordinary range. The tableau of colonial America constructed in, say, 1875 looks markedly different from its successors in 1920 and 1960, and the latter bear only partial resemblance to predominant views today.

The list of books here embodies the work of the last generation or so. As such, its emphasis is social history: everyday life, ordinary people; cultural tradition, popular mentality; race, ethnicity, class, and gender. Still, that constitutes a very big tent, with no single organizing center. The authors themselves are a mixed lot: a semiotic, a biographer, a novelist, a little clutch of museum curators, plus several professional historians (not all of them full-time “colonialists”). But this, too, is emblematic. Precisely because of its remoteness, early American history has excited many different imaginations; indeed it encourages—not to say, insists on—such diversity.

Two caveats. The list does not treat all of colonial America with an even hand; some colonies and regions are more fully represented than others. Moreover, the list makes only light reference to chronology and, if anything, tilts somewhat toward the first part of the story. No doubt, in years to come these same elements will have a very different distribution, since historiography, no less than history itself, is ever-changing.


by Alfred W. Crosby, Jar. (1972; Greenwood). This was, and is, a foundational work in the very lively sub-field of environmental history. It traces the Old World/New World transfer of life forms—plants, animals, humans, microorganisms—that began with Columbus and continued for generations thereafter. Along the way it touches such key topics as the Native American “demographic catastrophe” (wholesale mortality among Indian populations, principally from the arrival of previously unknown disease pathogens), the highly controversial origins of syphilis, and a world-changing revolution in floodways. Implicitly it makes an even larger point—that 1492 remains the single most important date in modern history. Then did two worlds (or three or four) begin to become one, a process that continues still.


by Tzvetan Todorov (1982; English translation, 1984; University of Oklahoma). A European cultural theorist and semiotic here explores a vast existential issue, “the discovery self makes of the other,” in a specifically American context. And as he does so, he throws a dazzling light on the history of cultural “encounter” between the colonizers and the colonized. His focus is sixteenth-century Mexico and the Caribbean; Columbus and the conquistador Courtés are among his chief characters. But the hopes, the doubts, the unleveled fears, the chronic misunderstandings, the whole indenting struggle to deal with newness and difference: These ingredients were present everywhere Europeans, Indians, and Africans came together.


by William Cronon (1983; new edition, 2003; Hill and Wang). This is environmental history brought literally to ground level. It shows, with great clarity and precision, the intricate dynamics of ecosystem change, especially the role of cultural values (on the human side) and biological adaptation (on nature’s side). It also offers a different kind of vantage point for viewing the clash of colonists with native peoples. And it concludes with some suggestive foreshadowing of more modern developments, the most notable how a “people of plenty” began right away to become a “people of waste.”


by Edmund S. Morgan (1975; Norton). Considered a classic virtually from the moment of its publication, Morgan’s book “may be read as a history of early Virginia, but it is intended to be both more and less than that,” according to the author. Less, because it doesn’t try to cover every aspect of the subject; more, because its main theme has the broadest possible reach. In the rough, disorderly atmosphere of seventeenth-century Virginia was born a linked commitment to individual rights on the one hand and racially based slavery on the other. And from this grew “the central paradox of American history,” freedom riding piggyback atop bondage. The tale, as told here, combines erudition and interpretive ingenuity with much narrative panache. Its tone is ironic, its import profound.


by John Barth (1960; Doubleday). Sometimes fiction conveys a truth to which academic scholarship does not (cannot?) aspire; take Sot-Weed, for example. Set first in post-Elizabethan England, then in early Maryland, this long novel offers up an edgy, earthy, altogether human portrayal. Its central character, one Ebenezer Cooke, is a brilliant composite of then-prevalent values, opinions, style, taste, and (most remarkably) diction. His Don Quixote-like exploits are realistic, outlandish, and, often enough, hugely funny. The result is time travel of the most absorbing kind; moreover, Barth’s imagined world fits neatly with all we have learned from the usual run of documentary “facts.”


by James Merrell (1989; Norton). Forty years ago Native Americans barely registered on any radar screen of colonial history. Now, thanks to a powerful new research enterprise—with the scholarly tag of “ethnohistory”—they have a central position. The Indians’ New World follows the Catawba people from their origins in the Carolina backcountry through their first dealings with white colonists, the resultant disease, a growing involvement in external trade, missionary contact, demographic and geographic reconfiguration, and, finally, the renewal of their tribal identity. At every point the book shows them not simply as victims but also as resourceful agents of their own destiny—a picture that applies broadly to other Indian groups as well.


by Kenneth Silverman (1984; Welcome Rain). Puritanism: We can’t avoid it, nor should we. And perhaps the best way to approach it is through its crankiest, most famous, most frequently stereotyped and caricatured American exemplar, the Boston minister Cotton Mather. Fortunately, Mather is the subject of the finest account of any individual life from early America. Read this book, and you know him. Moreover, the times no less than the life are fully presented here: society and economy, religion and science, the natural and the built environment, ideas, fashion, custom, and taste. Take it all together, and this is biography morphing into histoire totale.


by Paul Boyer and Stephen Nissenbaum (1974; Harvard). Witchcraft is another subject impossible to avoid. Nothing else in the sprawling terrain of colonial history is quite so notorious, or so vulnerable to popular sensationalism. However, witchcraft has also attracted serious scholars, as a kind of prism for examining the inner-life dimension of early American (especially Puritan) experience. Witness the Boyer-Nissenbaum team’s remarkable Salem Possessed. Starting from a bit-by-bit dissection of the local community, the book moves outward and downward to uncover a host of hidden but fundamentally dynamic connections. Its endpoint—and the deepest, broadest connection of all—is an unexpected bridge between witch-hunting and early capitalism. Thus is Salem’s story rescued from the hands of antiquarians and hucksters and given lasting historical significance.


by Jonathan Fairbanks et al. (1982; Museum of Fine Arts, Boston; out of print). Historical evidence comes to us in things no less than in words. And New England Begins was perhaps the supreme example of a historically informed—and informative—museum exhibition. Mounted some 20 years ago by Boston’s Museum of Fine Arts, it re-created a long-lost physical world—the look, the tone, the texture, the feel of it, and, by dint of careful interpretive effort, much of its meaning as well. The range of objects included was enormous, from high-style parlor chairs, needlework embroideries, and silver goblets to humble chamber pots, firedogs, clay pipes, and shovels. The show, like all shows, was evanescent; fortunately, however, it lives on in a handsomely produced catalogue three volumes long. Here one can find a full array of excellent images together with 10 essays reflecting the best of recent material culture study.


by Ira Berlin (1998; Belknap). Only within the past decade have historians come to appreciate the centrality of chattel slavery in early American life. Take out slavery, most now agree, and everything would look different: economic growth and development, most obviously, but also social structure, cultural forms, even individual psychology. As much as or more than any other group, African-American bondsmen (and women) built the foundations of our modern nation. This is the burden of Many Thousands Gone, a sweeping overview of its inevitably painful subject. But the book does more than establish the matter of sheer importance; it adds complexity and nuance by showing the many different forms slavery took, the concomitant growth of racist ideologies, and the never-ceasing struggle of the slaves themselves to resist, or at least to temper, the terms of their oppression.

John Demos is the Samuel Knight Professor of History at Yale. His books include The Unredeemed Captive: A Family Story From Early America.


 
Biographies
By Richard Brookhiser

Biography is an almost writer-proof art. Structure and raison d’être are taken care of in advance. The form—someone is born, does stuff, dies—is as rigid and soothing as the sonnet. Authors write biographies, and we read them for the same reason we gossip: the unquenchable desire to know other people’s business. No wonder the shelves of bookstores groan with biographies. What could be more compelling?

A great biography, however, requires something more: a striking voice, belonging either to the subject or the author, ideally to both, for a voice is what keeps us company after episodes and conclusions have fallen away. Eloquence, wit, and style strengthen a voice greatly, but plain conviction (what Whitman meant when he wrote, “I am the man, I suffer’d, I was there”) can make its way all by itself. With a strong voice in our heads we gladly surrender to other paraphernalia: births, deaths, dull accounts of dullness.

My list of best American biographies is heavy on memoirs, since by conflating author and subject, they simplify the task of hitting the right note. My list also includes a number of quick takes, books that look at only one phase of their subjects’ lives. The slice of life can stand for the whole; the lightning bolt can be as bright as high noon. Many of these books are biased, crotchety, or unfair. But they are all unforgettable.


by John Williams (1707; Kessinger Publishing). In 1704 the Reverend John Williams, a minister in Deerfield, Massachusetts, was kidnapped by a raiding party of French and Indians and taken, along with several dozen of his neighbors, through the wintry forests to Canada. The action begins with enemies banging on Williams’s door; it ends in Boston, after his return in a prisoner exchange. Williams’s story is full of incident: Two of his children are killed immediately, and his wife dies by the wayside. But the drama of the book is in its ongoing dialogue among Williams, the crush of events, and the purposes of Almighty God.


“The trouble with Franklin,” the historian Forrest McDonald once told me, “is that he lies all the time.” More charitably, we might say that Franklin is a spinner of tales and a shuffler of personae. But what compelling tales, what influential masks! Franklin’s Autobiography, started several different times when he was an old man, never makes it to the American founding. It recounts different foundings—of the capitalist personality, eating not to dullness, drinking not to elevation, and its indispensable companion: the self-help book.


by Henry Adams (1882; M. E. Sharpe). This book is like the circle of hell in which the damned gnaw one another. John Randolph of Roanoke was a brilliant, unstable politician whose years in Congress stretched from the Presidency of John Adams through that of John Quincy Adams; Randolph detested them both. Henry Adams, the brilliant, unstable historian, repaid every insult to his ancestors. The only thing these two ferocious patricians shared was their alienation from the mainstream of American life.


by Ulysses S. Grant (1885–6; Random House). When the military historian John Keegan was asked if Sherman was not actually a better general than Grant, Keegan replied that Grant was the greatest general of the Civil War, the greatest of American history, and one of the greatest of all time. Perhaps this was excessive. But the Personal Memoirs do show how Grant won his war. The prose is clear, tireless, and undistractable—the very qualities that drove Lee into his defenses and then out of them, to Appomattox.


by Booker T. Washington (1901; many editions). This is another founding myth of self-help, though the black Franklin started from farther back than the white one. The moment when the hero’s admission to school, and thus his entire future, depends on how thoroughly he can clean a room is heartrending. Washington’s program of work, self-reliance, and scorn for politics, balked at in his day, still resonates in unusual places, from the Nation of Islam to Justice Clarence Thomas.


by Wallace Stegner (1954; Penguin). Stegner is the proud and touchy regionalist, always telling us that the West has nothing to feel inferior about. Certainly nothing could top the story of John Wesley Powell, the one-armed Civil War veteran who navigated and surveyed the Colorado River and then spent years warring over land and Indian policy in the corridors of official Washington. If Captain Ahab had been a scientific bureaucrat, he might have completed his voyage too.


by William L. Riordon (1905; St. Martin’s). At the last turn of the century, Riordon, a New York journalist, sat down with George Washington Plunkitt, a Tammany Hall district leader in Hell’s Kitchen, and got him to talk about his daily life. Several of Plunkitt’s aphorisms—“Reformers [is] mornin’ glories,” “I seen my opportunities and I took ’em”—have entered the common stock of political lore. His worldview—patriotism as boodle, and boodle as social work—is a sober corrective to all high-flown aspirations, left or right.


The Crack-Up, by F. Scott Fitzgerald (1945; New Directions) and A Moveable Feast

by Ernest Hemingway (1964; Simon & Schuster). Just as there are Platonists and Aristotelians, and Yankee fans and Mets fans, so there are admirers of Fitzgerald and admirers of Hemingway. Why choose? The Crack-Up, edited by Edmund Wilson after Fitzgerald’s death in 1940, consists of an “autobiographical sequence” of essays, together with letters and selections from Fitzgerald’s notebooks; A Moveable Feast, Hemingway’s memoirs of the twenties in Paris, appeared after his suicide in 1961. Together the two books describe the writer’s life as experienced by the Lost Generation (Hemingway gives the genesis of the phrase, an exchange between a French mechanic and a garage owner, overheard by Gertrude Stein). Indelible anecdotes, sharp writing, and negative lessons in temperance (Fitzgerald) and charity (Hemingway).


by Tom Wolfe (1968; Bantam). The gaudiest of the New Journalists takes on Ken Kesey, the sixties transcendentalist who was, in his own way, as much an archetype of the West as John Wesley Powell. Kesey, the best-selling author of One Flew Over the Cuckoo’s Nest and Sometimes a Great Notion, tried to reach a higher level of consciousness by ingesting crates of LSD and messing with other people’s heads. He failed, naturally, but Wolfe, the observant Southerner from New York, admired his doomed sincerity.

Richard Brookhiser’s books include Gentleman Revolutionary: Gouverneur Morris, the Rake Who Wrote the Constitution and Founding Father: Rediscovering George Washington.


 
Historical Novels
By Max Byrd

In 1804 an obscure English sailor named John Davis published an imaginative account of the seventeenth-century romance between Pocahontas and Capt. John Smith and called it The First Settlers of Virginia, An Historical Novel. Davis’s book disappeared from view almost at once, but two decades later, in 1821, James Fenimore Cooper’s The Spy appeared, an adventure tale of the Revolutionary War in which the historical George Washington makes several stiff, fatherly, and entirely fictitious cameo appearances. So well received was this combination (despite its turgid and gelatinous prose) that ever since, with very little dissent, Cooper has been regarded as the father of American historical fiction.

It is a very ancient form of fabulation, to be sure, telling dramatic, made-up stories about vanished ways of life or departed heroes. Its appeal is part antiquarian, part mythological, and as a literary exercise it is at least as old as the Iliad. Homer, indeed, seems to have laid out all the essential features of the serious historical novel: No matter how much the author concentrates on the foreground of character and action, such fiction always attempts to tell the larger history of the tribe—why Troy fell, how Rome was founded. It rarely chronicles a whole life or story from beginning to end but likes to choose instead one or two crucial episodes and begin in medias res. Its nature is to range widely, from Hades to Olympus, and its form is inherently epic.

In its modern version, inaugurated by Sir Walter Scott with Waverley in 1814, a nearly archeological fidelity to historical research and detail is added, along with the working definition that a novel is “historical” only if its action takes place at least half a century before its year of publication. (Tolstoy was well aware of both Scott and Homer when he sat down to write the greatest of historical novels, War and Peace.)

In the highly personal list that follows (alphabetical by author) I have observed Scott’s chronological limitation of 50 years. I have also bowed to Dr. Johnson’s plain, unimprovable dictum that the function of literature is to “bring realities to mind”—in this case, broad, sweeping, musket-loading, plainscrossing, hog-butchering, unmistakably big-shouldered American realities. I have had to exclude a few favorites, either because they were written too close to their time of action (The Red Badge of Courage) or because, good as the novel might be (Gone With the Wind), its tribal themes were too faint.


by Willa Gather (1927; many editions). A French priest, based on the real-life Bishop Jean Baptiste Lamy, establishes a diocese in mid-nineteenth-century New Mexico and Arizona. Kit Carson appears under his own name. Gather warned other writers against “over-plotting” their novels. Here in a series of quiet, loosely related, almost gaunt scenes, she creates an absolutely beautiful evocation of American landscape and life.


by E. L. Doctorow (1975; Chelsea House). Fiction by the pointillist method: Drop by drop, color by color, Doctorow builds up a wildly shimmering portrait of New York City at the beginning of the twentieth century. Like many other historical novelists, he mingles real and fictional characters. His originality here is one of scale and energy; several invented families find themselves entwined with (among others) Henry Ford, Emma Goldman, Harry Houdini, J. P. Morgan, and Emiliano Zapata.


by A. B. Guthrie, Jr. (1947; Mariner Books). It is sometimes said that there are really only two basic plots in fiction: Someone goes on a journey, or a stranger comes to town. This is the first plot. Its hero, Boone Caudill, leaves Kentucky in 1830 and travels up the Missouri into Blackfoot country, where he marries an Indian and lives as a Mountain Man until the first rumblings of the westering wagon trains can be heard in the valleys below. Guthrie won a Pulitzer Prize for a later novel, The Way West, but this is a far better story, about a brief, savage, and defining moment in American history.


by Jack Finney (1970; Simon & Schuster). Time travel back to New York City in 1882. In an afterword Finney says tongue-in-cheek that he hasn’t “let accuracy interfere with the story.” In fact, it’s a wonderfully entertaining (and very accurate) love poem to an American place and moment. Illustrated with drawings and photographs.


by Oakley Hall (1978; Bantam; out of print). This is the second basic fictional plot. Hall’s protagonist is an unlikely but brilliantly persuasive amalgam of Theodore Roosevelt and Henry Adams, a bookish Eastern stranger who arrives in the Dakota Territory in 1883 and tries to make a new life for himself. Lynchings, vigilantes, cattle drives, saloons, and brothels—it’s never been better done. As a bonus, we have the Scottish Lord Machray, likewise a stranger come to town, a spectacularly Falstaffian character based on the historical Marquis de Morés.


by Conrad Richter (1940; Ohio University). A beautiful first sentence: “They moved along in the bobbing, springy gait of a family that followed the woods as some families follow the sea.” This is followed by a great lyric saga of the settlement of the Ohio Valley at the end of the eighteenth century. Gentle, anguished, profoundly inevitable—American history as Chekhov might have written it.


by Elizabeth Madox Roberts (1930; Ivan R. Dee). One of the most appealing heroines in American fiction, Diony Hall, marries and moves with her new husband in 1777 into the Kentucky wilderness. There’s not much more to the plot than that. But here the simple, abstract theme of human nature against the wilderness is brought to life in gorgeous prose, tempered by the author’s remarkable introduction of other voices, such as those of Thomas Jefferson, Bishop Berkeley, Daniel Boone, and the poet Virgil. (As the baseball player and manager Casey Stengel said apropos of the perennial dispute about plot over character, “Good pitching will always stop good hitting, and vice-versa.”)


by Kenneth Roberts (1929; Down East Books). Arundel is a town in southern Maine. From it in 1775 young Steven Nason joins Col. Benedict Arnold on his expedition up the Kennebec River and overland for a doomed assault on Quebec. Roberts wrote many best-selling historical novels, including Northwest Passage and Rabble in Arms. But for sheer storytelling exuberance and historical detail (not to mention a rich and sympathetic depiction of New England Indian life), this has always seemed to me the pick of the lot.


by Michael Shaara (1974; Ballantine). Henry James thought that the novel could arrive at the condition of art only by means of the third-person point of view. Here, in a tour de force of disciplined imagination, Shaara re-creates the Battle of Gettysburg from the several points of view of its actual soldiers, North and South: Lee, Longstreet, Pickett, Buford, and most especially Joshua Lawrence Chamberlain. Realistic dialogue, interior monologue, heartbreaking metaphors and similes: There are no invented characters, but the techniques of fiction and history have rarely been so powerfully fused.


by Gore Vidal (1984; Knopf). Vidal makes two perfect technical decisions. The first is to avoid a full-scale birth-to-death narrative and to tell only the story of Lincoln’s Presidency. The second is to present Lincoln not from the inside, like the characters in Shaara’s novel, but only from the outside, as observed by a revolving carousel of his enemies and friends, including John Hay, William Seward, and Lincoln’s intermittently mad wife, Mary. The result is Homeric, noble, a history focused on a single, mysterious, barely flawed hero who ultimately wills his own murder, the young John Hay comes to believe, “as a form of atonement for the great and terrible thing that he had done by giving so bloody and absolute a rebirth to his nation.”

Max Byrd’s most recent book is Shooting the Sun, a novel about Charles Babbage and the Santa Fe Trail.


 
The Revolution 1776 to 1787
By Richard M. Ketchum

I’ve been fighting the war of the American Revolution (on paper, that is, and with none of the suffering the participants endured) off and on since 1962, and my research has included journals, diaries, letters, newspapers, and books on nearly all the campaigns. For the list that follows I have assumed that a reader is interested in the overall story of the Revolutionary War. (Books about specific campaigns or battles are far too numerous to include.) These are books I have found informative, enjoyable, and, in some cases, worth reading again and again. They are old friends, and though a number of them were published some time ago, they are reliable.

One work I am almost reluctant to mention because of its size and limited availability is nonetheless worth pursuing in a good library. This is American Archives…A Documentary History of…the North American Colonies, edited by the archivist-politician-printer Peter Force and published between 1837 and 1853. Its coverage of the Revolution is in the fourth (six volumes) and fifth (three volumes) series—nine books, each with a 9-by-13¾-inch page size, and 2½ or more inches thick. A lot of words, and absolutely fascinating day-by-day documentary accounts of events in the form of letters, debates in state legislatures, and proceedings of the Continental Congress. The fourth series contains documents from the King’s message of March 7, 1774, to the Declaration of Independence in 1776; the fifth series picks up there and includes material to the Treaty of Peace with Great Britain in 1783.

Now, for the more accessible titles:


by Fred Anderson (2000; Knopf), is a superb account of the period. The seeds of the American Revolution lay in the Seven Years’ War (or, as the colonists called it, the French and Indian War), and the road to revolution was opened by removal of the French threat from Canada, while the French and Indian War gave the British a rationale for taxing their colonists.


by Christopher Ward (1952; Macmillan; out of print) is a solid, eminently readable narrative of the entire war, in two volumes. If you wish to limit your reading to a single source, this would be it, in my opinion.

A splendid account of how the rebellion began is Allen French’s The First Year of the American Revolution (1934; Octagon; out of print). This is, like the two books mentioned above, a thoroughly readable work.

The story of the Revolution is the story of individuals who were caught up in it, and in two important and similar works (which I’m counting as one entry) the authors have introduced and connected excerpts from contemporary sources: Rebels and Redcoats, by George Scheer and Hugh Rankin (1957; Da Capo), and The Spirit of ’Seventy-Six, edited by Henry Steele Commager and Richard B. Morris (1958; Da Capo).

More than any other man, George Washington was the American Revolution, and the second volume of James Thomas Flexner’s four-volume biography of the Commander in Chief, George Washington in the American Revolution (1775–1783) (1968; Little, Brown; out of print), is essential to an understanding of what the Continental Army and its leader faced.

Another biography I recommend highly is Carl Van Doren’s Benjamin Franklin (1938; Penguin). Although it was published 66 years ago it remains a classic study of the Renaissance man who was the best-known American of the eighteenth century and whose role in virtually every phase of the Revolution was pivotal.

An excellent historical study of Britain’s strategy during the revolt of its American colonies is Piers Mackesy’s The War for America, 1775–1783 (1964; University of Nebraska). The question that pervades this study is why the British leaders did what they did. It is a fascinating tale.

Catherine S. Crary’s The Price of Loyalty: Tory Writings From the Revolutionary Era (1973; McGraw-Hill; out of print) provides a poignant picture of the Americans whose decision to remain loyal to the King often exacted a terrible price, worst of which was exile from the land they loved and ultimately life as displaced persons. The author introduces each section of the book and then lets the Tories themselves tell their stories.


(1930; Books for Libraries Press; out of print) is a remarkable memoir of an Irish-born British army officer’s active duty from 1775 to 1781. It is filled with acid and perceptive comments about participants on both sides. Mackenzie was no admirer of Gen. Henry Clinton, and after the arrival of a French fleet in America, he wrote: “So extraordinary an event as the present, certainly never before occurred in the History of Britain! An Army of 50,000 men [i.e., Clinton’s force], and a fleet of near 100 ships and armed vessels, are prevented from acting Offensively by the appearance on the American Coast of a French Squadron of 12 Sail of the line and 4 Frigates, without Troops.”

For insight into the experiences of a private soldier in the Continental Army, one of the best surviving accounts is that by Joseph Plumb Martin. Edited by George F. Scheer, Private Yankee Doodle (1962; Signet) chronicles Martin’s service from 1776 to war’s end. Writing of the cruel winter of 1779–80, he said, “It snowed the greater part of four days successively, and there fell nearly as many feet deep of snow, and here was the keystone of the arch of starvation. We were absolutely, literally starved.… I did not put a single morsel of victuals into my mouth for four days and as many nights, except a little black birch bark which I gnawed off a stick of wood.… I saw several of the men roast their old shoes and eat them.…”

Richard M. Ketchum’s latest book is Victory at Yorktown: The Campaign That Won the Revolution.


 
African-American History
By Gerald Early

African-Americans have experienced a cultural paradox, or a contradiction. For many years, until World War II, they were largely excluded from the official history of the United States. Not in the sense that they went unmentioned; after all, one can hardly conceive a history of the United States that does not deal with slavery, abolitionism, the Civil War, and Reconstruction. But it was certainly possible to talk about blacks largely as objects, not agents, as primitives, as an unfortunate population whose presence was largely an annoyance, a misfortune, or a tragedy. Blacks were usually presented as a people without a history in Africa, and they were presented as contributing nothing historically important to American life. Indeed, Western slavery had brought blacks into the loop of civilization and so was something of a perverse gift.

This neglect, this denial, however, did not stop blacks from being an object of fascination for whites, with stage minstrelsy, with books and commentaries about race and the meaning of racial characteristics and traits, with ritualized lynching and acts of terrorism, with laws against miscegenation and socializing between the races, and against blacks exerting any sort of political presence in the land. Their being a people without a history made them, in the eyes of whites, a people unworthy of respect, which whites reinforced by making them a people without power, but they were not, by any means, a people devoid of interest. Indeed, they had a deviant allure, largely because what whites saw in black people was what they feared to see in themselves. As Ralph Ellison put it, “The white American has charged the Negro American with being without past or tradition (something which strikes the white man with a nameless horror), just as he himself has been so charged by European and American critics with a nostalgia for the stability once typical of European cultures.…”

It was the abolitionist movement in the United States that generated the first histories of blacks. One of the earliest was the white abolitionist and children’s writer Lydia Maria Child’s An Appeal in Favor of That Class of Americans Called Africans, first published in 1833, tracing the history of slavery, the general status of the condition of blacks in the United States, their past in Africa, and their contributions to world civilization. It is largely a moral and political defense of the slaves’ right to be free based in good measure on an assessment of their history. So controversial was the subject at the time that Child wrote in her preface: “I am fully aware of the unpopularity of the task I have undertaken; but though I expect ridicule and censure, I cannot fear them.”

In 1836 the abolitionist Robert Benjamin Lewis published what is credited with being the first black history by a black: Light and Truth: Collected From the Bible and Ancient and Modern History, Containing the Universal History of the Colored Man and Indian Race, From the Creation of the World to the Present Time. This was followed in 1841 by the fugitive slave J. W. C. Pennington’s A Textbook of the Origin and History of the Colored People. Yet another black abolitionist writer, William C. Nell, wrote The Colored Patriots of the American Revolution in 1855. William Wells Brown, who wrote the first black American novel, play, and travel book, produced The Black Man: His Antecedents, His Genius, and His Achievements in 1863, followed by The Negro in the American Rebellion: His Heroism and His Fidelity (1867) and The Rising Son; or The Antecedents and Advancement of the Colored Race (1874). (Incidentally, Benjamin Quarles’s Black Abolitionists, published in 1969, remains a very solid account of black involvement in the abolitionist movement.)

The first truly professional black historian, or the first black to write something like a professional history of African-Americans, was George Washington Williams, with his two-volume work History of the Negro Race in America From 1619 to 1880, published in 1882. The American Negro Academy, founded in 1897, with members including William H. Crogman, Alain Locke, Carter G. Woodson, James Weldon Johnson, and W. E. B. Du Bois, was something like a combination of salon and think tank. Its members made presentations at the meetings, and although they were not exclusively devoted to history, it was a major topic. After all, Johnson was to write a history of Harlem, and Locke a history of black music; Du Bois and Crogman were to write histories of African-Americans, and Woodson was to become the father of Negro history.

Woodson, who, like Du Bois, earned a doctorate from Harvard, founded the Association for the Study of Negro Life and History in 1915 and the Journal of Negro History four months later. He introduced the idea of Negro history into the mainstream of the culture in 1926 by starting Negro History Week, which became Black History Month in 1976. He also published a number of books dealing with African and African-American history.

Historically black colleges were important in developing the study of black history, not only by introducing courses in the subject but also by having faculty members who devoted themselves to it: August Meier, Rayford Logan, Alrutheus Taylor, and Charles H. Wesley, among others.

There has always been a populist strain running through some black historiography that largely consists of the idea that the redemption of the African-American mind, as well as the political salvation of the African-American, will come with a proper understanding of a history that has not only been denied by whites but distorted and stolen. A variety of writers would fit in this school. They include J. A. Rogers (Nature Knows No Color-Line and Sex and Race), George G. M. James (Stolen Legacy: Greek Philosophy Is Stolen Egyptian Philosophy, a work that directly inspired Martin Bernal’s two-volume Black Athena), John Henrik Clarke, St. Clair Drake (Black Folk Here and There: An Essay in History and Anthropology), Chancellor Williams, Afrocentric and nationalist-oriented scholars like Molefi Asante and Tony Martin, and works like the Nation of Islam’s highly controversial The Secret Relationship Between Blacks and Jews. The best historical accounts of this school of black history are Wilson J. Moses’s Afrotopia: The Roots of African American Popular History and Clarence Walker’s We Can’t Go Home Again.

There are today far too many able historians, both white and black, who write about black history, from Barbara Fields to Robin D. G. Kelley, from Darlene Clark Hine to Patricia Sullivan, for anyone to be able to pick out just a few. What follows is my list of what I think are classic or essential works.


by W. E. B. Du Bois (1903; many editions), is probably the most influential or, at least, most discussed book published by a black American intellectual in the twentieth century, although The Crisis of the Negro Intellectual by Harold Cruse and a few others might rate closely being this masterwork. It is not strictly a history of African-Americans; indeed, it is almost a synthesis of forms: biography, fiction, historical and economic analysis, and autobiography. One might think of some other Du Bois books that are more strictly historical, like The Suppression of the African Slave-Trade to the United States of America, 1638–1870 and Black Reconstruction, but none seem to have captured the major issues facing the black masses and the black elite as this work did, and none of his other books were as widely read. This is Du Bois’s analysis of the New South and race.

Winthrop Jordan’s White Over Black: American Attitudes Toward the Negro, 1550–1812 (1968; University of North Carolina) is still the most detailed and richly researched account of the development of race as an idea and the creation of racial attitudes and beliefs in the United States during the era of the rise and dominance of slavery.


(1941; Beacon), the anthropologist Melville Herskovits’s pathbreaking study of the retention of African heritage in the New World, meant to refute the work of the sociologist E. Franklin Frazier, who postulated that slavery had destroyed slaves’ African culture and forced them to organize an entirely new one. It should be read with a lesser-known but important book by Du Bois, Black Folk Then and Now: An Essay in the History and Sociology of the Negro Race, published in 1939, which deals with some of the same issues but mostly complements Herskovits’s work.


by Paula Giddings (HarperTrade), first published in 1984, is the best single-volume history of black women in the United States.


by Lerone Bennett (1962; Johnson Publishers), is one of the most popular single-volume histories of blacks ever written. Bennett, the executive editor at Ebony for many years, writes with considerable narrative skill. Also, I would mention here John Hope Franklin’s From Slavery to Freedom, first published in 1947 and, like Bennett’s book, reissued many times. It remains the gold standard as the one-volume history of African-Americans. It has probably been read by more students than any other black history book.


by Amiri Baraka (1963; HarperTrade). Ralph Ellison never liked this book, and Amiri Baraka is certainly not a historian. Yet the book has held up well over the years. There are points that one can argue with, but on the whole this is a compelling account of the development of African-American people through their music, their transition from African to American, from non-Christian to Christian, from slave to “citizen.” There are certainly others who knew more about black folklore and the blues —Langston Hughes, Zora Neale Hurston, Howard Odum, and Alan Lomax—and sometimes Baraka is a bit superficial. Nevertheless, this book is an important account of the African-American experience in an expressive art that seemed to capture the complexity of that journey more accurately than any other.


by Nathan Huggins (1971; Oxford). There have been many books published about the Harlem Renaissance, but this early one by Nathan Huggins remains one of the best interdisciplinary studies of the period. David Levering Lewis’s When Harlem Was in Vogue, first published in 1981, is still the most popular single-volume history of the era, and more broadly comprehensive than Huggins’s book, but Huggins’s astute judgments of the era have yet to be matched by any historian.


by Taylor Branch (1988; Simon & Schuster). This initial volume in Branch’s epic history is the most compelling, gripping, altogether most powerful narrative available of the first stage of the civil rights movement, an absolutely stunning book.

Martin Duberman’s biography Paul Robeson (1988; New Press) has incredible historical sweep, telling a textured, amazingly well-researched story of a powerful, uncompromising, and tragic figure in American cultural and political life. It is complemented nicely by Gerald Home’s Black and Red: W. E. B. Du Bois and the Afro-American Response to the Cold War, 1944–1963, published in 1986 (State University of New York).


by Jacqueline Jones (1985; Knopf). Jones is one of the finest labor historians of her generation, and this work is a definitive social and economic history of black women and the family. It should be read together with Giddings’s book.

Gerald Early is a professor of English, American studies, and African-American studies and the former director of the African and Afro-American Studies Program at Washington University in St. Louis. His works include Lure and Loathing: Essays on Race, Identity, and the Ambivalences of Assimilation.


 
The Young Republic 1787 to 1860
By Pauline Maier

The assignment—to select 10 books suitable for a lay reader that cover American history between the Constitution and the 1850s—sounds easier than it is. There are tens of thousands of books on the period, which saw massive economic, social, and political change, an extension of the United States from the Mississippi to the Pacific, and a series of crises leading to the Civil War. Clearly my list will have to be idiosyncratic, favoring titles that I have read and loved, that seemed to work well with my students, or that my friends and colleagues praise.

Over the years, moreover, I have come to suspect that comprehensiveness is a recipe for dullness: looking closely at parts of the past is often a better way to understand it than trying to master the whole story. I also prefer accounts from the time over books by historians because they speak more directly to the mind and inspire the imagination. But putting minihistories in context and interpreting documents requires some knowledge of the period, which gets back to the comprehensiveness problem.

After reflecting on these considerations, I came to one conclusion: I would have to cheat and suggest some alternatives to my “big 10.”


with an introduction by Adrienne Koch (1984; Norton). There’s no better way to understand the Constitution as originally conceived than by reading James Madison’s remarkably full “notes” of the convention debates. To a reader willing to take the trouble, there’s real satisfaction in seeing how the convention moved, oh so slowly, from the Virginia Plan to the very different proposal it sent the country for ratification. The delegates were the best and the brightest of their time, and their debates ranged beyond nitty-gritty institutional issues to the morality of slavery, the nature of the country’s needs, and its future. Franklin’s closing speech, asking any delegate unhappy with the Constitution to “doubt a little of his own Infallibility,” has to be among the wisest pieces of advice that that wise man left his countrymen.

This said, Madison’s notes are not easy bedtime reading. Just figuring out what’s going on can be a challenge since the convention didn’t proceed in a linear fashion, finishing up the legislative branch, for example, before designing the executive. Instead it kept returning to issues, changing and refining earlier decisions. Keeping speakers straight can also be a problem for readers who recognize only a handful of names from the period. As a result, there’s good reason to prefer books about the convention. I particularly like Carl Van Doren’s The Great Rehearsal: The Story of the Making and Ratifying of the Constitution of the United States. Although the opening parts are dated, the book itself is solid, informative, and engaging.


by Joseph J. Ellis (2000; Knopf). This book consists of essays on six crucial moments in the first decades of the new nation that reveal interactions among prominent members of the founding generation—Hamilton, Burr, Franklin, Madison, Jefferson, Washington, and both John and Abigail Adams. It was long on the bestseller list and won the Pulitzer Prize in history for all the right reasons: Founding Brothers is a work of solid scholarship, full of insight, and written with a style leavened by Ellis’s unintrusive sense of humor. I first turned to the chapter on the Adams-Jefferson correspondence with a brazen “show me something I don’t know” attitude. Within minutes Ellis had me laughing out loud at Abigail’s tongue-lashing of Jefferson.

You’ve already read Founding Brothers and want something else on the same period? Ellis’s American Sphinx: The Character of Thomas Jefferson is studded with unconventional insight (although its conclusion that Jefferson was not the father of Sally Hemings’s children, written before the DNA evidence came out, casts some doubt on his reading of Jefferson’s character). His Passionate Sage: The Character and Legacy of John Adams remains, however, my favorite. It captures the endearingly crusty Adams in ways that are missing even in David McCullough’s massive John Adams.

Or for something altogether different, read the first six chapters of Henry Adams’s History of the United States of America During the Administrations of Jefferson and Madison. Nobody has ever written a more graphic and affecting description of the United States as it was in 1800.


by Laurel Thatcher Ulrich (1990; Knopf). Ulrich’s study of a midwife on the Maine frontier is a mini-history par excellence. The chapters begin with selections from Ballard’s diary that sometimes border on the incomprehensible. From these, with meticulous research, Ulrich teased out a compelling story of everyday life and made a passionate case for the importance of women’s traditional role in weaving together the strands of community life.

This is not a book for everyone. I once found it a hard sell to a group of students (many in ROTC) who preferred old-style blood-and-guts histories of war or explorations. (On the other hand, A Midwife’s Tale tells the story of an ax murder that could make even strident opponents of handguns rethink their position.) One student, however, got the point. It was, he said, as if previous pictures of life in the past were a photograph torn through the middle so only the men’s faces remained. Ulrich managed to restore the missing half, putting the women back in and making the picture—or history—complete.


edited by Gary E. Moulton (2003; University of Nebraska). The journals of Lewis and Clark are, to my mind, more fun to read than books on the explorers’ famous expedition across the North American continent. This abridgment by Gary Moulton, who edited the 13-volume Journals of the Lewis and Clark Expedition (published between 1983 and 2001), is now the preferred short version of the journal and replaces an older one by Bernard DeVoto.

There are, however, books that help pull together the stories in the journals. For example, James P. Ronda’s Lewis and Clark Among the Indians emphasizes the explorers’ contacts with the Indians—including Mandans, Shoshonis, and Nez Percés—who ruled the West and whose future was anything but clear in 1806, when Lewis and Clark went home.


by Alexis de Tocqueville (1835; many editions). Tocqueville’s classic description and analysis of American democracy as both a political and social system remains intriguingly insightful and endlessly quotable. The best translations are still that of Henry Reeve, later revised by Francis Bowen and again by Phillips Bradley, and a more modern but somewhat chatty one by George Lawrence. There is a great deal written on Tocqueville, but for a secondary account I keep going back to George Wilson Pierson’s Tocqueville and Beaumont in America, originally published in 1938 and reissued in 1996 by Johns Hopkins University Press (with “and Beaumont” excised from the title).

To be honest, however, reading both volumes of Democracy in America would be trying. Other travelers left more concrete, less philosophical, and sometimes less positive descriptions of the country that can hold readers’ attention more firmly than Tocqueville’s ruminations. Frances Trollope’s Domestic Manners of the Americans (1832) and Charles Dickens’s American Notes for General Circulation (1842) were republished—by Penguin and the Modern Library—in 1997 and 1996, respectively. Both books caused sensations in their time. Americans haven’t liked being criticized, then or now. But then who does?


by Richard Hofstadter (1969; University of California). Hofstadter’s examination of the period’s greatest unanticipated political achievement is still worth reading. Later studies suggest that the party system of Martin Van Buren was less modern than Hofstadter says, but that refines without discrediting this account of how political parties developed legitimacy in the United States and why they’re good, a point too easily forgotten. On the period’s expansion of the electorate, Alexander Keyssar’s The Right to Vote: The Contested History of Democracy in the United States is the book to read.

Parties were only one of a large number of institutions that began in the early nineteenth century. Americans of the time proposed and often established one device after another for the betterment of mankind, including prisons, asylums of various sorts, and public schools. Several of those movements are described clearly and succinctly by Ronald G. Walters in American Reformers, 1815–1860. But to see how quickly dreams of redemption produced a peculiarly horrible American prison system, read David J. Rothman’s The Discovery of the Asylum: Social Order and Disorder in the New Republic.


by Merritt Roe Smith (1977; Cornell). This book, by an MIT colleague, offers an unconventional perspective on American industrialization and its human impact. Interchangeable parts were not invented by Eli Whitney, although somehow that myth goes on and on. The idea began, like so many “American” innovations, in Europe, in this case France, and was developed in the United States under government sponsorship at federal armories, particularly the armory at Harpers Ferry, now West Virginia (the site of John Brown’s famous raid). The reason was simple: The Army would benefit enormously if it could repair broken guns with parts from other broken guns.

The ingenious machinery created to make firearms with interchangeable parts had, Smith argues, wide applications in other forms of manufacturing—of bicycles and sewing machines, for example. The new ways of manufacturing also required a disciplined way of working resisted by workers accustomed to the more relaxed routines of craft production. A final comparison of Harpers Ferry with the contemporary federal armory at Springfield, Massachusetts, raises broad questions about the impact of culture on work habits and an openness toward change.

A book whose illustrations include the parts of a rifle and a milling machine won’t appeal to everyone. And, whatever historians of technology like Smith say, some will suspect that innovations in textile manufacturing were more important than those in gunmaking. There are terrific books on the country’s pioneering textile industry at Lowell, Massachusetts. Thomas Dublin’s Women at Work: The Transformation of Work and Community in Lowell, Massachusetts, 1826–1860 focuses on the country’s first generation of female factory operatives and the changing conditions that shaped their lives; Robert F. Dalzell’s Enterprising Elite: The Boston Associates and the World They Made examines the story from management’s side.

All these are scholarly books first published by university presses. But they’re clearly written and important for anyone who wants to understand the beginnings of American industry.


by Charles B. Dew (1994; Norton). This gem of a book tells the story of an antebellum Virginia ironworks that used slave labor; its Pennsylvania-born owner; and the enslaved men who worked there. Because he discovered an extraordinary set of records, Dew was able to describe in detail the characters in his story and their interactions; indeed, an entire section focuses on individual slaves. Dew set out, as one critic wrote, to “ask large questions in small places” and he succeeded in providing answers to such basic questions as how anyone could consent to own slaves, how masters controlled their enslaved workers (force, it seems, was of limited use), and how those workers shaped their circumstances in a “never-ending struggle against the dehumanizing aspects of their bondage.”

Although Bond of Iron focuses on an atypical industrial setting, it shares themes with other modern studies of slavery. Back when college courses assigned Kenneth M. Stampp’s The Peculiar Institution: Slavery in the Ante-bellum South, slavery seemed a remarkably monolithic institution. Since then scholars have discovered how dramatically it changed with time and place, and also how the enslaved themselves shaped the functioning of the institution. For a book on American slavery that builds upon and summarizes a mass of contemporary scholarship, see Ira Berlin’s admirably readable Generations of Captivity: A History of African-American Slaves.